banner

Participants

Response to IOSCO on suitability requirements for the distribution of complex financial products - 07/06/12

IBFed has joined with other trade associations to respond to proposals from IOSCO regarding suitability requirements for the distribution of complex financial products. - Read more.

 

Suitability Requirements for Market Intermediaries  in Relation to Investors  - 11/03/11

IBFed, The Institute of International Finance, and  The Joint Associations Committee on Retail Structured Products ('the Associations') have jointly written (letter, annex 1, annex 2) to IOSCO on the Suitability Requirements for Market Intermediaries  in Relation to Investors. The Associations are determined to engage in the most constructive and reasonable way possible on the issue both in offering observations to IOSCO and in acting to promote industry sound practice.

 

Responding to IOSCO’s Consultation Paper on Credit Rating Agencies – 27/07/10 

The IBFed has responded to IOSCO’s recent review of regulatory initiatives that will affect the activities of credit rating agencies (CRAs).  The consultation paper assessed how regulatory initiatives will impact IOSCO’s 2003 principles for the operation of CRAs in multiple jurisdictions.  The principles address (1) quality and integrity in the rating process, (2) independence and conflicts of interest, (3) transparency and timeliness of ratings disclosure, and (4) confidential information.

The IBFed response is available here.

 

Principles on Point of Sale Disclosure: consultation report -15/02/10

The IBFed is broadly supportive of the draft IOSCO principles put up for consultation. They are: (i) mindful of the need to ensure that disclosures for retail investors are effective; (ii) consistent with the existing disclosure requirements and modes of delivery in IOSCO jurisdictions; and (iii) cognisant of the special challenges faced by regulators.

IBFed letter is available here.

 

IBFed comments on role of rating agencies -25/04/08

IBFed comments on an IOSCO report into the role of credit rating agencies in structured credit.

IBFed comment is available here.

 

IOSCO Consultation Report: An Overview of the Work of the IOSCO Technical Committee -08/06/07

IBFED's response to the IOSCO Consultation Report: An Overview of the Work of the IOSCO Technical Committee.

The IBFed response is available here.

 
IBFED would like to place cookies on your computer to help us make this website better. By continuing to use the site you are agreeing to our use of cookies.
To find out more about the use of cookies, please see our privacy policy